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Appendix A: Selected Documentation

 


Appendix A

Selected Documentation
Canadian Forces / Department of National Defence

In the early stages of development of Leadmark, the Defence Fellow at Dalhousie University and staff officers within the Directorate of Maritime Strategy wrote background papers to set the stage and provoke discussion. Further input into the development of Leadmark was provided by future security analyses commissioned from several eminent academics, and to a certain extent by a number of future capability studies by other sections of the Maritime Staff. Of these latter studies, the most important are "Capability Blueprints to 2010" prepared by the requirements cells of the Maritime Staff. Although speaking to common general concepts, they are more near-term in their focus and will form part of the larger follow-on Maritime Commander's Strategic Capability Planning Guidance. They are not listed here, but are available upon request.

Maritime Security In The Twenty-First Century: Maritime Security Occasional Paper No. 11 – these background papers were written to provoke discussion at a series of seminars in the spring of 2000 into the themes that would be developed in Leadmark. They comprise the following works by the Defence Fellow at Dalhousie University, staff officers within the Directorate of Maritime Strategy and several eminent academics:

  • Introduction, Dr. Timothy M. Shaw
  • A Century of Canadian Maritime Force Development: A Reinterpretive History, Lieutenant Commander Richard Gimblett
  • A Naval Assessment for 2020, Lieutenant Commander George Kearney
  • The (Re)Definition of Security: Implications for Canadian Naval Strategy in the 21st Century, Dr. Brooke Smith-Windsor
  • Maritime Security in the 21st Century: The Changing Maritime Security Environment, Commander Edward L. Tummers
  • Thoughts from the Outside: Rethinking Maritime Strategy and Force Requirements for 2020, Dr. James Fergusson
  • Whither the Navy? A Hard Look at the Future of the Canadian Navy, Dr. Marc Milner
  • What Naval Capabilities Does Canada Need?, Peter Haydon

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Strategy 2020 – already has been referred to in the main text as the keystone document guiding the development of DND/CF into the 21st century. It took into account a number of emerging defence issues as described in its own reference publications (subsequently published separately):

  • Strategic Overview.1 Produced annually by the Directorate of Strategic Analysis, this document identifies and analyzes geopolitical, economic, military, ethnic, religious and technological factors that shape issues around the globe. In addition to an examination of major geographical regions of the world, specific functional issues and considerations are also examined. The discussion and analysis is conducted at a general strategic level and is not specifically related to the Canadian Forces, although, implications for Canada's long-term security interests can be drawn from the work.
  • Military Assessment.2 This forward looking document is produced biannually by the Directorate of Defence Analysis (DDA) to provide context for defence planning activities within the Canadian Forces. It complements the Strategic Overview, the difference being that the Military Assessment analyses the implications of geopolitical events for the Canadian Forces, specifically in terms of strategic capability requirements over a longer timeframe. Although a useful foundation document, for the purposes of Leadmark it does not provide sufficient detail of the emergent maritime security environment. Security assessments from a naval perspective therefore were developed internally by the Maritime Staff.3
  • Canadian Defence Beyond 2010 – The Way Ahead: An RMA Concept Paper.4 This paper examines the possibilities of change to the doctrine and organization of DND/CF offered by this evolving defence issue.

The Future Security Environment.5 This concept paper is the first step in the Canadian army's three-part development process for the Future Army. It examines the factors that appear to have the greatest influence on the future, including the lessons of history, the global geo-strategic environment, the domestic environment, emerging technology, and allied and foreign force development. It concludes with an assessment of the impact on the future security environment on operations and an articulation of the major roles foreseen for the Future Army. Although its own publication was overshadowed by Strategy 2020, many of the themes it explored are germane to those of Leadmark.

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US and Allies

Within Canada's North American and European collective security partnerships, the United States and the United Kingdom spearhead most developments. Understanding how they foresee the development and employment of their armed forces in the future security environment is fundamental to any Canadian reappraisal. The many similarities of Australia and the Netherlands with Canada, especially with regards to their general military, political, economic and social situations, should also inform such work. The following selections survey the most recent approaches amongst these navies with most direct relevance to our own.

From the Sea and Forward ... From the Sea.6 Promulgated in 1992, ...From the Sea defined the strategic concept intended to carry the US Naval Service (ie, the Navy and the Marine Corps) beyond the Cold War and into the 21st century. It signalled a change in focus and, therefore, in priorities away from operations on the sea toward power projection and the employment of naval forces from the sea to influence events in the littoral regions of the world.

In 1994, Forward ...From the Sea updated and expanded those earlier strategic concepts to specifically address the unique contributions of naval expeditionary forces in peacetime operations, as well as when responding to crises and participating in regional conflicts.

Joint Vision 2020.7 This work builds upon the concepts established by Joint Vision 2010 for the transformation of the US Armed Forces. It lays emphasis upon joint forces as the key to operational success due to their flexibility and responsiveness. It points to information superiority as a key enabler in the development of the operational capabilities of the joint force and articulates a vision that accepts the importance of technology and technical innovation, while also stressing that they must be accompanied by innovation in organisation and doctrine.

The Fundamentals of British Maritime Doctrine (BR 1806, 2nd ed.).8 The first edition of this publication appeared in 1995, intended primarily to educate naval professionals and laymen alike in the principles underlying maritime doctrine. As an introduction to the study of maritime strategy and its influence on international relations, it is an indispensable reference. This is perhaps best demonstrated by the fact that, even though the second edition follows upon the United Kingdom's Strategic Defence Review of 1998, the only substantial changes result from incorporation of the subsequent work of The United Kingdom Doctrine for Joint and Multinational Operations (UKOPSDOC).

Defence 2000: Our Future Defence Force – Australian Defence White Paper9 Representing a comprehensive review of Australian defence policy, Defence 2000 provides a clear articulation of Australia's strategic and force structure objectives into the 21st century. While the "priority task" for the Australian Defence Force (ADF) remains the defence and security of Australia and its direct approaches, the White Paper places new emphasis on the ADF's participation in international-particularly regional-stability operations including peace-enforcement and humanitarian assistance. To ready the ADF for the array of potential contingencies from conventional war to Operations Other Than War (OOTW), Defence 2000 mandates a strengthened force structure (to 54,000 full time personnel by 2010), additional funding for new and upgraded capabilities across all three services, and the maintenance of a strong alliance with the United States.

Netherlands Defence White Paper 2000.10 Although this official government statement confirms that the Dutch military will have to be able to respond across the whole spectrum of conflict from major war to the provision of humanitarian aid, it projects forces optimised more for crisis management than collective defence. In underscoring the importance of interoperability in command and control in securing future goals, while also seeking to achieve a higher degree of jointness, it provides direction regarding several important forward-looking strategic goals. Among these, the Dutch navy will explore the feasibility of acquiring a maritime-based theatre missile defence capability; it will act to enhance its strategic sealift capability; and, it will investigate the feasibility of fitting this new ship with a joint headquarters capability.

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Footnotes

1 Strategic Overview 2000 (Ottawa: Directorate of Strategic Analysis, Department of National Defence, 2000).

2 Military Assessment 2000 (Ottawa: Directorate of Defence Analysis, Department of National Defence, 2000).

3 See Part 5 and Appendix D.

4 Canadian Defence Beyond 2010 – The Way Ahead: An RMA Concept Paper (Ottawa: NDHQ, RMA Operational Working Group, 31 May 1999), p. vi.

5 The Future Security Environment (Kingston, ON: Directorate – Land [Force] Strategic Concepts Report No 99-2, August 1999).

6 " . . . From the Sea: Preparing the Naval Service for the 21st Century" Sep. 1992 at http:// www.chinfo.navy.mil/navpulib/policy/fromsea/fromsea.txt; and "Forward . . . From the Sea" Nov. 1994 at http://www.chinfo.navy.mil/navpulib/policy/fromsea/forward.txt.

7 Joint Vision 2020 (Washington, DC: US Government Printing Office, June 2000).

8 The Fundamentals of British Maritime Doctrine (BR 1806, 2nd ed.) (London: Her Majesty's Stationery Office, 1999).

9 Defence 2000: Our Future Defence Force (Canberra: Department of Defence, 2000) at http://www.defence.gov.au

10 Netherlands Defence White Paper 2000 (Netherlands, Ministry of Defence, 1999).


Published: 2002 08 06 to top